Publications
Search results
Showing 41 to 50 of 18851 search results.
-
Retail Investments Product Sales Data (PSD) Tables 2025 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the retail investments sector submit product transaction data to us quarterly. These tables are for 2025. -
Retail investments product sales data dashboard
This page provides a breakdown of retail investment products sales data from 1 January 2021 to 31 December 2025. -
Pure protection contracts product sales data dashboard
This page provides a breakdown of pure protection product sales data from 1 January 2021 to 31 December 2025. -
Final Notice 2026: Demetrios Christos Hadjigeorgiou [pdf]
This Final Notice refers to breaches of APER 6 and FIT related to a failure to exercise due care, skill and diligence in the pensions sector. We imposed a financial penalty and prohibition order. -
Notice of Decision 2026: GJC CAR SALES LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Feedback on motor finance redress scheme implementation plans
To help firms strengthen their motor finance redress plans, the FCA has provided examples of good and poor practice from its review of implementation plans. -
Final Notice 2026: Howard Roland Duckett [pdf]
This Final Notice refers to a breach of FIT related to a lack of fitness and propriety. It was issued on 17 August 2026. We imposed a prohibition and withdrew approval -
Wealth management survey report – 2026
This report focuses on discretionary portfolio management, where firms manage investments for clients. It presents data and insights to help firms understand the market, compare their approach and raise standards. -
Final Notice 2026: Esmeralda Toni [pdf]
This Final Notice refers to breaches of Individual Conduct Rule 1 (COCON 2.2.1R) relating to failing to act with integrity in the wholesale broking sector. We imposed a financial penalty of £121,200 and a prohibition order. -
Final Notice 2026: Paul Vincent Taylor [pdf]
This Final Notice refers to breaches of Individual Conduct Rule 1 (COCON 2.2.1R) relating to failing to act with integrity in the wholesale broking sector. We imposed a financial penalty of £489,000 and a prohibition order.