Publications
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CP26/31: Policy Statement for the framework for a UK equity consolidated tape and next steps for delivery [pdf]
Read finalised key aspects of the regulatory framework for a UK equity consolidated tape, alongside consultation and call for input on further aspects of how the equity CT will work. -
CP26/30: Supporting equity market transparency and considering market structure developments [pdf]
Our Consultation Paper on equity market structure and transparency. -
Notice of Decision 2026: Ivy Rose Tools Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP26/30: Supporting equity market transparency and considering market structure developments
We are proposing targeted changes to enhance transparency, price formation and resilience in UK equity markets, support the new consolidated tape, and seek views on future market structure monitoring. -
Final Notice 2026: Monarch Sterling Limited [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition. We imposed a cancellation. -
Final Notice 2026: Equity for Growth (Securities) Limited [pdf]
This Final Notice refers to breaches of COBS relating to misleading financial promotions in the Wholesale Financial Markets sector. The FCA issued a public censure. -
First supervisory notice 2026: Euro Exchange Securities UK Ltd [pdf]
The FCA imposed requirements on Euro Exchange Securities UK Ltd which prevent them from carrying out any regulated activity. -
Final Notice 2026: Clapham Commercials Limited [pdf]
Threshold Conditions, COND 2.5, Firm, Cancellation, Consumer Credit -
Notice of Decision 2026: St Matthews Finance Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Regional financial development and growth in the UK [pdf]
Regional financial development and growth in the UK.