Publications
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CP26/32: Quarterly consultation paper No. 53 [pdf]
This document proposes miscellaneous amendments to the FCA Handbook, which are consulted on once a quarter. -
CP26/32: Quarterly consultation paper No. 53
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Decision Notice 2026: Daniel Philip Thomas [pdf]
This Decision Notice refers to breaches of Principles 1, 2 and 4 related to failure to operate in accordance with permissions in the pensions sector. Our view is that a prohibition and financial penalty should be imposed. -
Mortgages and open finance policy sprint
Our outcomes report sets out the conditions participants considered necessary for open finance to improve mortgage journeys in practice. -
Mortgages open finance policy sprint outcomes report [pdf]
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The UK alternative investment fund market: Evidence from regulatory reporting [pdf]
This research provides an overview of the UK Alternative Investment Fund (AIF) market and its evolution over time, using Alternative Investment Fund Managers Directive (AIFMD) data reported to the FCA. -
The UK alternative investment fund market: evidence from regulatory reporting
This FCA research explores the UK's alternative investment fund (AIF) market using our regulatory data. -
Frontier AI and cyber resilience
Find out how frontier AI may affect cyber resilience, governance and vulnerability management for firms. -
CAAF reply to the FCA response [pdf]
CA Auto Finance UK Limited (CAAF) document relating to the motor finance compensation scheme legal challenge. -
VW reply to the FCA response [pdf]
Volkswagen Financial Services (UK) Limited (VW) document relating to the motor finance compensation scheme legal challenge.